Fund Governance Compliance Officer

A company is looking for an AVP of Fund Governance and Trust Compliance. Key Responsibilities Collaborate with Trustees to develop meeting agendas and prepare compliance reports Manage compliance diligence processes for sub-advisers and conduct periodic testing of compliance controls Assist in the preparation of regulatory memoranda and maintain annual meeting calendars Required Qualifications 4-8 years of experience in ETF, mutual fund, and fund compliance and governance Knowledge of SEC rules and regulations applicable to mutual funds / ETFs BA degree required Strong computer skills, particularly in Microsoft Word Ability to work independently and collaboratively under tight deadlines